Annuities/Life Insurance Supervision Principal-IV
Company: Disability Solutions
Location: Charlotte
Posted on: April 28, 2024
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Job Description:
Job Description:Annuities/Life Insurance Supervision Principal
IVJob DescriptionMerrill Wealth Management is a leading provider of
comprehensive wealth management and investment products and
services for individuals, companies, and institutions, specializing
in goals-based wealth management, including planning for
retirement, education, legacy, and other life goals through
investment advice and guidance.Merrill's financial advisors help
clients pursue the life they envision through a one-on-one
relationship with an advisor committed to their needs. We believe
trust comes from transparency. Our trusted financial advisors are
equipped with access to the investment insights of Merrill coupled
with the banking convenience of Bank of America.Central Supervision
is part of the Merrill Wealth Management Supervision organization
and performs specific delegated supervisory functions focused on
meeting regulatory requirements and minimizing regulatory,
financial and reputational risks. The team focus includes new
accounts, trade and client reviews, Investment Advisory Program,
electronic communications, specialized supervision, marketing,
social media, and complex product supervision.Supervisory
Principals in this role are responsible for actively monitoring
Financial Advisor activities involving complex products, to ensure
compliance with firm policies and procedures and relevant laws,
rules and regulations.Job ResponsibilitiesInclude, but are not
limited to the following:
Keywords: Disability Solutions, Huntersville , Annuities/Life Insurance Supervision Principal-IV, Other , Charlotte, North Carolina
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